Title: Investment Operations & Strategy Associate
Location: Charlotte, NC | Hybrid (4 days in-office, 1 day remote)
Compensation: $80,000–$90,000 base salary + $12,000–$15,000 performance-based bonus
Licenses: Series 7 and 63 required; CFP or CIMA (or working toward) preferred
Experience: 3–5 years
About the Firm:
Our client is a boutique, client-focused wealth management firm serving a sophisticated base of physicians and high-achieving professionals. With institutional-level capabilities and a boutique feel, they provide comprehensive planning and investment services through a collaborative, disciplined, and mission-driven team.
The Opportunity:
This is a unique opportunity for a skilled investment operations professional who wants to grow into a portfolio strategist. The current Director of Investment Operations is transitioning to a fully remote role, and this hire will be groomed to step into leadership of the investment platform.
You’ll start by mastering the trade systems, executing trades, and supporting the investment committee—then gradually take over fund selection, portfolio management, and investment communications. If you’re Series 7/63 licensed, experienced in trading, and ready to grow into investment strategy, this is a high-growth path within a tight-knit, purpose-driven team.
Key Responsibilities:
- Process trades and manage client investment activity through Signature Choice and other platforms
- Support portfolio construction, fund selection, and implementation of model updates
- Assist with platform optimization and ensure fund availability for the advisor team
- Collaborate with the Director of Investment Operations and advisors on strategy and analysis
- Participate in client and internal meetings as needed to discuss investment positioning
- Take ownership of the client-facing investment newsletter
Ideal Candidate Profile:
- Series 7 and 63 licensed
- 3–5 years of experience in investment operations or trade execution
- Strong understanding of mutual funds, ETFs, and model portfolios
- Experience with Signature Choice or similar custodial platforms
- Clear communicator with a collaborative, proactive approach
- CFP or CIMA designation (or actively pursuing) preferred
